2010 Midwest Securities Law Institute
East Lansing, MI
368 Law College Building
Sponsored by the Business Law Section of the State Bar of MichiganFriday, October 15, 2010
- Join your colleagues in examining current issues in securities regulation
- Receive updates from the Securities and Exchange Commission and the Financial Industry Regulatory Authority
- Hear from leading experts in securities law and securities litigation
Please Register by October 8, 2010Registration fee: $125, including refreshment breaks and lunch. There is no conference fee for students; however, students who wish to attend the lunch will be charged $15.You may register by:Phone 517/432-6955
(Payment by credit card)If you have questions, special needs, or disabilities that require specific aids or services during the Institute, please call 517/432-6955.Course Agenda8:00–8:45 a.m.8:45–9:00 a.m.9:00–10:00 a.m.10:00–11:10 a.m.11:10–11:20 a.m.11:20 a.m. – 12:20 p.m.12:20–1:15 p.m.1:15–2:15 p.m.2:15–3:45 p.m.3:45–4:00 p.m.4:00–4:45 p.m.
| Registration |
| Welcome from Dean Joan W. Howarth
|
| Developments in Broker-Dealer and Investment Adviser Regulation
|
| SEC "Transactional" Hot Topics
|
| Break |
| SEC Enforcement Issues
|
| Lunch |
| Criminal Securities Violations and Proceedings
|
| Mock FINRA Arbitration
|
| Break |
| Discussion of Mock Arbitration |
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