Regulatory Compliance


Practice Contact(s)


In the increasingly complex regulatory environment facing financial institutions, Honigman provides practical advice regarding a wide range of regulatory issues:

  • Issues raised by routine regulatory examinations with respect to safety and soundness, Community Reinvestment Act matters, and compliance
  • Compliance with regulatory capital requirements
  • Preparation of capital plans and appropriate responses to regulatory safety and soundness issues
  • Regulation W issues involving transactions with affiliates
  • Regulation O issues involving loans and other financial relationships with directors and officers
  • Truth in lending, truth in saving, and other lending and deposit compliance issues
  • Management of disputes and controversy with regulators

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